400 Capital Management

Responsible Investments

400 Capital Management is committed to responsible investing and corporate governance.  We incorporate environmental, social and governance (“ESG”) considerations into our management practices and investment policies and are committed to giving back to our communities.

Environmental, Social, Governance (“ESG”) Committee

The goal of 400CM’s ESG Committee is to undertake an analysis of the Firm’s business and investment practices and align them with core ESG principles.  The ESG Committee consists of members of the Firm’s Investment Committee as well as members of the portfolio management, legal, investor relations and business operations teams.

United Nations Principles for Responsible Investment (“UNPRI”)

400 Capital Management is a Signatory of United Nations Principles for Responsible Investment (UNPRI) and accordingly, 400CM aspires to:

  1. Incorporate ESG issues into the investment analysis and decision-making process
  2. Act as active owners and incorporate ESG issues into its ownership policies and practices
  3. Seek appropriate disclosure on ESG issues by the entities in which we invest
  4. Promote acceptance and implementation of the UNPRI Principles within the investment industry
  5. Work to enhance its effectiveness in implementing the UNPRI Principles
  6. Report on its activities and progress towards implementing the UNPRI Principles

Diversity, Equity and Inclusion

There is value in difference. At 400 Capital Management, diversity, equity and inclusion are significant drivers that help shape a more effective, valuable and authentic workplace. We are proud to be a Signatory Organization to the Chartered Financial Analyst (“CFA”) Institute’s Diversity, Equity and Inclusion (“DEI”) Code.

400CM strongly believes in cultivating a work environment and corporate culture that promotes diversity, equity and inclusion. We maintain an active commitment to attracting, developing and retaining a diverse staff. 400CM strives to create an inclusive culture where employees with different backgrounds and experiences feel respected and accepted, and can come together to evoke change. We believe a diverse team with a broad spectrum of perspectives makes our business more innovative and successful, generating positive investment outcomes for clients and a better tomorrow for our communities.


400CM’s Partners and employees are active philanthropists who engage with charitable initiatives and community events.

51 Vets

51 Vets is a nonprofit that helps elite military veterans successfully transition to equally stimulating positions in the private sector.



Abilis provides services and support to individuals with special needs and their families, including early intervention and customized therapies, as well as family education and advocacy to help individuals achieve important developmental milestones through their therapeutic programs.


Alex’s Lemonade Stand

Alex’s Lemonade Stand Foundation (“ALSF”) is changing the lives of children with cancer by funding impactful research, raising awareness, supporting families and empowering everyone to help cure childhood cancer.


American Friends of the School of St Jude

St Jude’s provides free, quality education to 1,800 bright primary and secondary students who come from considerably poor backgrounds. The school also supports hundreds of graduates with access to higher education and provides more than 20,000 government school students with volunteer teachers each year. 100% of St Jude’s students and scholars are on scholarships.


Breaking Ground

Breaking Ground’s mission is to strengthen individuals, families and communities by developing and sustaining exceptional supportive and affordable housing as well as programs for homeless and other vulnerable New Yorkers.


Chance Academy

Chance Academy is an educational community that serves as a center for learning, fostering community and belonging, wellness, peace building and cultural literacy for students and their families. Their comprehensive approach ensures that their students obtain the confidence to pursue their next educational or career path, balanced with a strong foundation for being informed and thoughtful global citizens.


Domus Kids

Domus Kids empowers young people to rise above adversity through academic support, social-emotional skill building, and personal and practical connections that help guide them through critical junctures to become resilient, positive contributors to their communities.


Global Health Corps

Global Health Corps envisions a world where every person lives a healthy, dignified life. Their mission is to mobilize a diverse community of leaders to build the movement for global health equity.


Habitat for Humanity

Habitat for Humanity is a global nonprofit housing organization working in local communities across all 50 states in the U.S. and in approximately 70 countries. Habitat’s vision is of a world where everyone has a decent place to live. Habitat works toward our vision by building strength, stability and self-reliance in partnership with families in need of decent and affordable housing. Habitat homeowners help build their own homes alongside volunteers and pay an affordable mortgage.


Henrik Lundqvist Foundation

Henrik Lundqvist Foundation, through its fundraising efforts and community outreach, strives to create positive change in the lives of children and adults throughout the world through education and health services.


In A Perfect World

In A Perfect World’s mission is to inspire and empower young people with the opportunity, tools, and voice to make an impact on the world.


Literacy INC

Literacy INC works throughout New York City’s five boroughs to surround children with literacy-rich environments. Their mission is to engage families and community members to support young readers in high need neighborhoods.


Neighborhood Youth Association

Neighborhood Youth Association empowers students to achieve 100% college placement and on-time high school graduation through mentoring, tutoring, and a holistic family approach to break cycles of poverty and vulnerability.



PSI reimagines how to bring quality healthcare closer to those who need it most.  Their mission is to make it easier for all people to lead healthier lives and plan the families they desire.


Rett Syndrome Research Trust

Rett Syndrome Research Trust was launched to drive research to a cure for Rett Syndrome and related MECP2 disorders, and funds more research than any other Rett organization in the U.S. and abroad.


Special Education Legal Fund

Special Education Legal Fund’s mission is to level the playing field for families in need with children in the special education system by providing resources, knowledge and empowerment to support families in the special education advocacy process for their children.