Leadership

Senior Counsel, Investment Management Business Affairs

Richard Knaub

Biography

Richard Knaub joined 400CM in November 2020 and is currently a Senior Counsel, Investment Management Business Affairs.  In this capacity he supports 400CM’s capital markets and private credit activities, coordinates its governmental affairs and assists with its strategic initiatives.  Prior to 400CM, Rick was a Senior Vice President at Bank of America where he held executive roles in the Chief Administrative Office, Global Strategy, Global Risk, and Legal Departments.  Prior to Bank of America, Rick was Senior Counsel at Barclays where he advised global business stakeholders on securities, investment advisory, and banking regulations and advised on SEC reporting obligations, including Sarbanes Oxley (Sox) Compliance.  Rick holds a B.A. in Finance from Temple University and J.D. from Pepperdine University.

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